InvestorsHub Logo

CritM3

07/14/23 10:23 AM

#98488 RE: Dead On Arrival #98485

This doesn’t answer your question of if they are still holders but just for reference about the closing:

April 28, 2023 - closed its previously announced registered direct offering (the “Offering”) 314,465 shares , $6.36 per share, US$2.0 million, before deducting Offering expenses payable by the Company.
The common shares were sold pursuant to a securities purchase agreement, dated April 26, 2023, between the Company and a fund managed by Kingdon Capital Management

https://www.niocorp.com/niocorp-announces-closing-of-us2-0-million-registered-direct-offering/

LCP77

07/14/23 10:31 AM

#98490 RE: Dead On Arrival #98485

Kingdon’s last 13f form (which shows holdings) was filed May 15th for the first quarter. So it looks like second quarter report should be August 15th about. Soon you will have your answer.

Middleborder

07/14/23 10:35 AM

#98491 RE: Dead On Arrival #98485

Duke; Although I did not see NioCorp mentions this discusses Kingdon Capital. (This is the hedge fund you want to know about?)

https://whalewisdom.com/filer/kingdon-capital-management-llc

"Kingdon Capital Management is based out of New York. Kingdon Capital Management is a hedge fund with 7 clients and discretionary assets under management (AUM) of $815,686,434 (Form ADV from 2023-03-24). Their last reported 13F filing for Q1 2023 included $531,823,938 in managed 13F securities and a top 10 holdings concentration of 37.47%. Kingdon Capital Management's largest holding is IVERIC bio Inc with shares held of 1,053,000. Kingdon Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 96 13F filings, 2 13D filings, 196 13G filings, and 3 Form 4 filings"

I did not see NioCorp listed amount holdings or on on international short positions.

If you want you can go to:

https://whalewisdom.com/filer/kingdon-capital-management-llc#tabholdings_tab_link

And do more research by quarter.