The unsolicited trading, but current tickers are thanks to the rule change. NL$C is another. It seems that when you get pushed to EM for insufficient financial information, you get removed automatically once the financial information is submitted. However, the companies stay unsolicited trading because a Form 211 is still required to allow proprietary market maker quotes. We never used to see companies come back from EM because they were there typically due to shady business and you had to undergo proceedings with the SEC. Getting off EM for delinquent financial information is as easy as submitting that financial information. The companies I have seen this happen to are SEC reporting.
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