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News Focus
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miketrader12434

10/23/20 11:03 AM

#179446 RE: Backstabbed #179445

Thank you but sometimes they propose a date or say when FNRA might approve is any of that in the article? Sorry I looked for it but couldn’t find it
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kingpindg

10/23/20 11:35 AM

#179459 RE: Backstabbed #179445

FINRA’s processing function helps to keep investors and the market informed of company corporate actions. However, FINRA is not responsible for approving or disapproving the action the company is taking. And FINRA does not review such requests for a company’s compliance with any federal, state or other regulatory requirements. The public company is responsible for making sure their business decisions comply with all applicable laws and regulations.


https://www.finra.org/investors/insights/corporate-actions-public-companies-what-you-should-know



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