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samsamsamiam

10/18/19 11:21 AM

#9267 RE: GoldMember #9264

2. Where does it say he is barred from being a broker?

ummm right in the section where I highlighted in RED.
it permanently BARS THEM FROM PARTICIPATING IN PENNY STOCK OFFERINGS.

The Final Judgment permanently enjoins Necoechea and 20th Century Jackson Equities from violating Sections 5(a) and 5(c) of the Securities Act of 1933 and bars them from participating in penny stock offerings. In addition, the Court ordered that Necoechea and 20th Century Jackson Equities are jointly and severally liable for disgorgement plus prejudgment interest totaling $350,268.17, and a civil penalty of $120,000.



I guess reading and comprehension are not so easy?