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Blazefighter

08/18/18 11:29 PM

#7794 RE: Red Lion #7793

The new Investor Relations firm seems to be quite motivated at getting emerging growth companies noticed.

"Hayden IR is a premier investor relations consulting firm, connecting undervalued emerging growth companies with institutions, hedge funds, independent portfolio managers, buy-side and sell-side analysts, retail brokerage firms and accredited individual investors."
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i_like_bb_stock

08/19/18 11:20 AM

#7796 RE: Red Lion #7793

Hope they get the job done!
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420 Stocks

08/19/18 10:58 PM

#7800 RE: Red Lion #7793

Just caught your tweet about it. Looks like an impressive IR team from perusing their website.

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edogg

08/20/18 8:47 AM

#7801 RE: Red Lion #7793

If you enter Mr. Hart's number in google it's pretty interesting who all they represent. Also notice the price correlation of when the IR firm was hired vs. now.
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StockdungU

09/05/18 9:42 AM

#7986 RE: Red Lion #7793

Steven Hart Charged with Obstruction of Justice and Perjury Relating to an SEC Investigation


U.S. SECURITIES AND EXCHANGE COMMISSION

Litigation Release No. 23200 / February 18, 2015

Securities and Exchange Commission v. Steven B. Hart, Civil Action No. 12-CV-8986 (S.D.N.Y.)

Steven Hart Charged with Obstruction of Justice and Perjury Relating to an SEC Investigation

Former investment management firm employee Steven Hart of New York City, who was the subject of a prior SEC investigation and enforcement action, has been criminally charged by the U.S. Attorney for the Southern District of New York with obstruction of justice (18 U.S.C. § 1505) and perjury (18 U.S.C. § 1621). The U.S. Attorney announced the action on February 17.

The alleged criminal acts took place during an SEC investigation involving Hart, which culminated in a federal injunctive action in which Hart agreed to pay over $1.3 million to settle the SEC's charges (Securities and Exchange Commission v. Steven B. Hart, Civil Action No. 12-CV-8986 (S.D.N.Y. Dec. 11, 2012)). As alleged in the SEC's complaint, Hart, among other things, conducted a pair of illegal trading schemes to financially benefit his investment fund Octagon Partners LP. In one scheme, Hart illegally matched 31 pre-market trades to benefit his own fund at the expense of one of his employer's funds. In the other scheme, Hart conducted insider trading in the securities of 19 issuers based on material non-public information he learned after being solicited to invest in the issuers' confidentially-marketed securities offerings. In addition, Hart signed two securities purchase agreements in which he falsely represented that he had not traded in the issuer's securities prior to the public announcement of the offerings in which he had been confidentially solicited to invest. Without admitting or denying the allegations, Hart consented to the entry of judgment enjoining him from future violations of certain antifraud provisions of the federal securities laws. Following the injunctive action, Hart also consented to institution of administrative proceedings, without admitting or denying the allegations, barring him from association with any investment adviser, broker, dealer, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (In the Matter of Steven B. Hart, Investment Advisers Act of 1940 Release No. 3524 (Dec. 20, 2012)).



http://www.sec.gov/litigation/litreleases/2015/lr23200.htm



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Lazarus

09/05/18 3:37 PM

#8014 RE: Red Lion #7793

Relevant:

U.S. SECURITIES AND EXCHANGE COMMISSION
Litigation Release No. 22567 / December 11, 2012
Securities and Exchange Commission v. Steven B. Hart, Civil Action No. 12-CV-8986 (S.D.N.Y.)