Replies to post #318116 on Avid Bioservices Inc (CDMO)

[cjgaddy]

11-13-17/13G: Tappan St. Partners adds 1,616,927sh, now 3,915,611 (8.5% of 45,096,081). Now 3rd largest, behind Ronin and E.Capital(K.Dart). Their +1,616,927 pickup is since 8-14-17; since 6-30-17, they've added +2,259,359.

 
 Tappan St. Partners       3,915,611 +1,616,927 <=per 11-13-17/13G(see below**)  
 Kennedy Capital Mgt.      1,394,066   +146,842 6-30-17  
 Vanguard Group            1,029,755   +146,791 6-30-17 
 Blackrock (Larry Fink)      806,022    -49,433 6-30-17 
 Renaissance Technologies    481,160    +41,487 6-30-17 
 Geode Capital Mgt.          225,679    +20,319 6-30-17 
 Bandera Partners            203,004        New 6-30-17 
  
 **11-13-17/13G: Tappan Street (Prasad Phatak) http://tinyurl.com/y85pz4fs  
 2 Funds + P.Phatak’s personal shares:  
 ...Partners LLC, Tappan St. Fund L.P.   1,540,000 
 ...Tappan St. Partners Ideas Fund L.P.  2,289,504 +1,597,927 since 8-14-17 
 ...Prasad Phatak (Principle Owner)         86,107    +19,000 since 8-14-17  
 Total TAPPAN: 3,915,611 (8.5%) 
 Note: Tappan Street (total) Holdings history: 
 a/o 3-31-17:    914,304 
 a/o 6-30-17:  1,656,252 
 a/o 8-14-17:  2,298,684 5.1% (of 45,069,188 O/S as of 7-11-17) 
 a/o 11-6-17:  3,915,611 8.5% (of 45,096,081 O/S as of 9-11-17)

#1: 10-27-17/PR: Group Ronin Trading/SWInvest (John Stafford III+R.Farley+Stephen White) now has (4,325,889sh.), 9.6% stake

#2: 10-30-15: Kenneth Dart (Eastern Capital) acquires 9.5% stake (4,300,992sh.) in PPHM http://tinyurl.com/y95yskck

http://www.nasdaq.com/symbol/pphm/institutional-holdings

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Large/Sh.Holders(36%) & RONIN-PPHM HISTORY, upd/11-13-17: ASM=>1/18/18
PPHM announces ASM date of 1-18-18, to be held at Avid’s Myford Facility, Tustin. Holders of the company's common stock on Nov. 27, 2017, the record date, will be entitled to receive notice of and vote their shares at the 2017 ASM Meeting. (see below)
11-13-17 PR: http://ir.peregrineinc.com/releasedetail.cfm?ReleaseID=1048430
NOTE:
Full PPHM-RONIN History of PR’s, Letters, 13-D’s, Form4’s, and Proxy’s: http://tinyurl.com/y8b2rjkg