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07/06/17 7:37 PM

#59052 RE: alabama96 #59051

BS, try run a Blue Sheet once. I did it every day for years.

It was always fun to go through accounts. Compliance, NASD, and the SEC don't disclose what they look into. However, it was fun to peek while running the report. Don't have a choice as I had to turn in peculiar trades to compliance quite often.

It is called part of the "job" and complying with "swearing an oath".

Sheesh.

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07/06/17 7:45 PM

#59054 RE: alabama96 #59051

Okay, its not difficult. The FRB (Fed) has everyones account.

Period.

Secondly, DTCC has eveyones account at the clearing level.

FINRA contacts each clearing firm with each shareholder.

And if there are 10 clearing firm it takes all of a few minutes.

Period.

End of game.

I have done this from time to time for a living. It takes seconds.

Everyone who has ever traded this stock buy sell or hold is on record with FINRA and or the NASD from the past.

No Joke.