Trade Date Download Link File Creation Timestamp Monday, May 01, 2017 Download 5/1/2017 11:00:19 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210 ASPS ALTISOURCE PORTFOLIO SOLUTIONS Q Y N CBIO CATALYST BIOSCIENCES INC COM N S Y N CBLI CLEVELAND BIOLABS INC COM STK S Y N DCIX DIANA CONTAINERSHIPS INC SHS N Q Y N DSLV VELOCITYSHS 3X INVERSE SILVER G Y N FEMB FIRST TR ETF EMERGING MARKETS G Y N GLBS GLOBUS MARITIME LIMITED SHS NE S Y N IDXG INTERPACE DIAGNOSTICS GROUP IN S Y N IMNP IMMUNE PHARMACEUTICALS INC COM S Y N JSMD JANUS DETROIT STR TR SMALL/MID G Y N MOGLC GABELLI NEXTSHARES TR GABELLI G Y N MTFB MOTIF BIO PLC SPONSORED ADR S Y N POLA POLAR PWR INC. COM S Y N SNGX SOLIGENIX INC COM PAR $.001 S Y N SSH SUNSHINE HEART INC COMMON STO S Y N TOPS TOP SHIPS INC COM STK NEW 2016 S Y N TVIX CREDIT SUISSE AG NASSAU BRH VE G Y N UGLD VELOCITYSHARES 3X LONG GOLD ET G Y N
OTC Threshold Securities as of May 1, 2017 Threshold Issue Data Information Issue
05/01/2017 AVVIY Aviva PLC ADRs - Unsponsored (United Kingdom) Other OTC N Y 05/01/2017 CRRFY Carrefour S A (F) Sponsored ADR (France) Other OTC N Y 05/01/2017 ENLAY Enel Societa Per Azioni Unsponsored ADR (Italy) Other OTC N Y 05/01/2017 GLFM GULFMARK OFFSHORE INC Common Stock Other OTC N Y 05/01/2017 GELYY Geely Automobile Holding Ltd Unsponsored ADR (Cayman Islands) Other OTC N Y 05/01/2017 GLDLF Goldmining Inc Common Shares Other OTC N Y 05/01/2017 IVITF Invictus MD Strategies Corp. Ordinary Shares Other OTC N Y 05/01/2017 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y 05/01/2017 LOGG Lifelogger Technologies Corp. Common Stock Other OTC Y N 05/01/2017 MSRTMassroots, Inc. Common Stock Other OTC N Y 05/01/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y 05/01/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y 05/01/2017 PPCLY PPC Limited American Depositary Receipts - Sponsored Other OTC N Y 05/01/2017 REPCF RepliCel Life Sciences Inc. Common Shares Other OTC Y N 05/01/2017 RJETQ Republic Airways Holdings Inc Common Stock Other OTC N Y 05/01/2017 SPOM SPO Global Inc. Common Stock Other OTC Y N 05/01/2017 SBGSY Schneider Electric SE Unsponsored ADR (France) Other OTC N Y 05/01/2017 SLSDF Select Sands Corp. Common Shares Other OTC N Y 05/01/2017 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y 05/01/2017 SGBLY Standard Bank Group Limited Sponsored ADR (South Africa) Other OTC N Y 05/01/2017 TKGBY Turkiye Garanti Bankasi A S American Depositary Shares Other OTC N Y 05/01/2017 WLWHY Woolworths Holdings Ltd Sponsored GDR New (South Africa) Other OTC N Y 05/01/2017 ZPAS Zoompass Holdings, Inc. Common Stock Other OTC N Y