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DewDiligence

08/16/16 8:40 PM

#203542 RE: DewDiligence #203503

ADXS net proceeds from private placement=$28.3M:

https://www.sec.gov/Archives/edgar/data/1100397/000149315216012594/form8-k.htm

2,244,443 shares were issued.

DewDiligence

09/12/16 1:59 PM

#204244 RE: DewDiligence #203503

ADXS—FMR increased its holding to 4.1M shares (10.2% stake) on 9/9/16, up from 2.5M shares on 12/31/16, according to 13G/A filing today.

ADXS is +7% today.