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janice shell

12/21/15 9:38 PM

#3544 RE: dog turd cannon #3542

When it comes to things like suspensions and halts, the exchanges regulate stocks listed on them. As far as I know, FINRA and the SEC don't step in to do either unless the issue is delisted.

But I'm not sure how that affects Rule 15c2-11 and a move to the Greys.