Friday, July 10, 2015 Download 7/10/2015 11:00:13 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
ARIS ARI NETWORK SVCS INC S Y N BBP BIOSHARES BIOTECHNOLOGY PRODS G Y N FREE FREESEAS INC SHS PAR %0.001 JU S Y N FTHI FIRST TRUST HIGH INCOME ETF G Y N GLDI CREDIT SUISSE X-LINKS GOLD SHS G Y N IPKW POWERSHARES INTERNATIONAL BUYB G Y N OCLS OCULUS INNOVATIVE SCIENCES, IN S Y N PBMD PRIMA BIOMED LTD SPONSORED ADR G Y N QABA FIRST TRUST NASDAQ ABA COMMUNI G Y N QYLD RECON CAP SER TR RECON CAP NAS G Y N SLVO CREDIT SUISSE X-LINKS SILVER S G Y N SQQQ PROSHARES ULTRAPRO SHORT QQQ N G Y N TQQQ PROSHARES ULTRAPRO QQQ G Y N TUTT ETFIS SER TR I TUTTLE TACTICAL G Y N UBIO PROSHARES TR ULTRAPRO NASDAQ B G Y N UDF UNITED DEV FDG IV COM SHS OF B Q Y N UGLD VELOCITYSHARES 3X LONG GOLD ET G Y N VTWO VANGUARD RUSSELL 2000 ETF G Y N YLCO GLOBAL X FDS YIELDCO INDEX ETF G Y N
OTC Threshold Securities as of July 10, 2015 Threshold Issue Data Information Issue
07/10/2015 APHB Ampliphi Biosciences Corporation Common Stock Other OTC N Y 07/10/2015 SGTPY Ao Surgutneftegas Pref Shs American Depositary Shares Other OTC N Y 07/10/2015 AEXAY Atos Origin SA Unsponsored ADR (France) Other OTC N Y 07/10/2015 AVTO Avantogen Oncology, Inc. Common Stock Other OTC Y N 07/10/2015 BKYI BIO-key International, Inc. Common Stock Other OTC Y N 07/10/2015 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y 07/10/2015 EMSF EMS Find, Inc. Common Stock Other OTC N Y 07/10/2015 FEPU Flying Eagle PU Technical Corporation. NEW Common Stock Other OTC Y N 07/10/2015 FMDAY Futuremedia Public Limited Company American Depositary Shares Other OTC Y N 07/10/2015 GGSM Gold and GemStone Mining Inc. Common Stock Other OTC Y N 07/10/2015 HNNMY Hennes & Mauritz AB Unsponsored ADR (Sweden) Other OTC N Y 07/10/2015 KPLUY K plus S AG Sponsored ADR (Germany) Other OTC N Y 07/10/2015 KDDIY KDDI Corporation Unsponsored ADR (Japan) Other OTC N Y 07/10/2015 NMUS Nemus Bioscience, Inc Common Stock Other OTC N Y 07/10/2015 NTDOY Nintendo Co Ltd ADR Other OTC N Y 07/10/2015 NPNYY Nippon Yusen Kabushiki Kaisha Sponsored ADR (Japan) Other OTC N Y 07/10/2015 NNRX Nutranomics, Inc. Common Stock Other OTC Y N 07/10/2015 OTSKY Otsuka Holdings Co. Ltd, Tokyo Unsponsored ADR (Japan) Other OTC N Y 07/10/2015 PPERY PT Bank Mandiri Persero TBK Unsponsored ADR (Indonesia) Other OTC N Y 07/10/2015 PMCB PharmaCyte Biotech, Inc. Common Stock Other OTC N Y 07/10/2015 RBGLY Reckitt Benckiser Plc Sponsored ADR Other OTC N Y 07/10/2015 SLLDY Sanlam Ltd Sponsored ADR (South Africa) Other OTC N Y 07/10/2015 SIMH Sanomedics, Inc Common Stock Other OTC Y N 07/10/2015 SCIO Scio Diamond Technology, Corp. Common OTCBB Y N 07/10/2015 SOMLY Secom Co Ltd American Depositary Shares Other OTC N Y 07/10/2015 MJMJ The MaryJane Group, Inc. Common Stock Other OTC Y N 07/10/2015 UNICY Unicharm Corp Sponsored ADR (Japan) Other OTC N Y 07/10/2015 VIVHY Vivendi SA Unsponsored ADR (France) Other OTC N Y 07/10/2015 YAHOY Yahoo Japan Corp Unsponsored ADR (Japan) Other OTC N Y