Wednesday, July 08, 2015 Download 7/8/2015 11:00:15 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
AGND WISDOMTREE TR BARCLAYS US AGGR G Y N ARIS ARI NETWORK SVCS INC S Y N BBP BIOSHARES BIOTECHNOLOGY PRODS G Y N DXMD EX MEDIA INC NEW COM STK (DE) Q Y N FREE FREESEAS INC SHS PAR %0.001 JU S Y N FTHI FIRST TRUST HIGH INCOME ETF G Y N GBSN GREAT BASIN SCIENTIFIC INC COM S Y N GEVO GEVO INC COM NEW S Y N GLDI CREDIT SUISSE X-LINKS GOLD SHS G Y N INPH INTERPHASE CORP S Y N IPKW POWERSHARES INTERNATIONAL BUYB G Y N OCLS OCULUS INNOVATIVE SCIENCES, IN S Y N PBMD PRIMA BIOMED LTD SPONSORED ADR G Y N QABA FIRST TRUST NASDAQ ABA COMMUNI G Y N QYLD RECON CAP SER TR RECON CAP NAS G Y N SLVO CREDIT SUISSE X-LINKS SILVER S G Y N TQQQ PROSHARES ULTRAPRO QQQ G Y N TRCH TORCHLIGHT ENERGY RESOURCES, I S Y N UDF UNITED DEV FDG IV COM SHS OF B Q Y N YLCO GLOBAL X FDS YIELDCO INDEX ETF G Y N
OTC Threshold Securities as of July 8, 2015 Threshold Issue Data Information Issue
07/08/2015 APHB Ampliphi Biosciences Corporation Common Stock Other OTC N Y 07/08/2015 SGTPY Ao Surgutneftegas Pref Shs American Depositary Shares Other OTC N Y 07/08/2015 AEXAY Atos Origin SA Unsponsored ADR (France) Other OTC N Y 07/08/2015 AVTO Avantogen Oncology, Inc. Common Stock Other OTC Y N 07/08/2015 BKYI BIO-key International, Inc. Common Stock Other OTC Y N 07/08/2015 JALA Be Active Holdings, Inc. Common Stock Other OTC Y N 07/08/2015 BDVSY Bidvest Group Ltd Sponsored ADR New (South Africa) Other OTC N Y 07/08/2015 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y 07/08/2015 EMSF EMS Find, Inc. Common Stock Other OTC N Y 07/08/2015 FEPU Flying Eagle PU Technical Corporation. NEW Common Stock Other OTC Y N 07/08/2015 FMDAY Futuremedia Public Limited Company American Depositary Shares Other OTC Y N 07/08/2015 GGSM Gold and GemStone Mining Inc. Common Stock Other OTC Y N 07/08/2015 HNNMY Hennes & Mauritz AB Unsponsored ADR (Sweden) Other OTC N Y 07/08/2015 KPLUY K plus S AG Sponsored ADR (Germany) Other OTC N Y 07/08/2015 KDDIY KDDI Corporation Unsponsored ADR (Japan) Other OTC N Y 07/08/2015 MDCN Medican Enterprises Inc Common Stock Other OTC Y N 07/08/2015 NTDOY Nintendo Co Ltd ADR Other OTC N Y 07/08/2015 NPNYY Nippon Yusen Kabushiki Kaisha Sponsored ADR (Japan) Other OTC N Y 07/08/2015 OTSKY Otsuka Holdings Co. Ltd, Tokyo Unsponsored ADR (Japan) Other OTC N Y 07/08/2015 PPERY PT Bank Mandiri Persero TBK Unsponsored ADR (Indonesia) Other OTC N Y 07/08/2015 PMCB PharmaCyte Biotech, Inc. Common Stock Other OTC N Y 07/08/2015 PMCM Primco Management, Inc. Common Stock Other OTC Y N 07/08/2015 RGLXY RTL Group Sa Luxembourg Unsponsored ADR (Luxembourg) Other OTC N Y 07/08/2015 RBGLY Reckitt Benckiser Plc Sponsored ADR Other OTC N Y 07/08/2015 SLLDY Sanlam Ltd Sponsored ADR (South Africa) Other OTC N Y 07/08/2015 SIMH Sanomedics, Inc Common Stock Other OTC Y N 07/08/2015 SCIO Scio Diamond Technology, Corp. Common OTCBB Y N 07/08/2015 MJMJ The MaryJane Group, Inc. Common Stock Other OTC Y N 07/08/2015 UNICY Unicharm Corp Sponsored ADR (Japan) Other OTC N Y 07/08/2015 VIVHY Vivendi SA Unsponsored ADR (France) Other OTC N Y 07/08/2015 WOSYY Wolseley Plc Sponsored ADR (Jersey) Other OTC N Y 07/08/2015 YAHOY Yahoo Japan Corp Unsponsored ADR (Japan) Other OTC N Y