Monday, June 29, 2015 Download 6/29/2015 11:00:12 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
ARIS ARI NETWORK SVCS INC S Y N BVXV BIONDVAX PHARMACEUTICALS LTD. S Y N DSKX DS HEALTHCARE GROUP, INC. NEW S Y N DXM DEX MEDIA INC NEW COM STK (DE) Q Y N GBSN GREAT BASIN SCIENTIFIC INC COM S Y N GEVO GEVO INC COM NEW S Y N HYZD WISDOMTREE TR BOFA MERRILL LYN G Y N ISHG ISHARES INTL TREASURY BOND ETF G Y N OCLS OCULUS INNOVATIVE SCIENCES, IN S Y N PBMD PRIMA BIOMED LTD SPONSORED ADR G Y N REGI RENEWABLE ENERGY GROUP INC CO Q Y N SMMT SUMMIT THERAPEUTICS PLC ADR G Y N SQQQ PROSHARES ULTRAPRO SHORT QQQ N G Y N TRCH TORCHLIGHT ENERGY RESOURCES, I S Y N VTWG VANGUARD RUSSELL 2000 GROWTH E G Y N
OTC Threshold Securities as of June 29, 2015 Threshold Issue Data Information Issue
06/29/2015 APHB Ampliphi Biosciences Corporation Common Stock Other OTC N Y 06/29/2015 SGTPY Ao Surgutneftegas Pref Shs American Depositary Shares Other OTC N Y 06/29/2015 AEXAY Atos Origin SA Unsponsored ADR (France) Other OTC N Y 06/29/2015 AVTO Avantogen Oncology, Inc. Common Stock Other OTC Y N 06/29/2015 JALA Be Active Holdings, Inc. Common Stock Other OTC Y N 06/29/2015 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y 06/29/2015 CODYY Compagnie de Saint Gobain Unsponsored ADR (France) Other OTC N Y 06/29/2015 ELPVY Companhia Paranaense de Energia Cople Sponsored American Depositary Shares representing Common Shares (brazil) Other OTC N Y 06/29/2015 DPSI DecisionPoint Systems, Inc. Common Stock Other OTC Y N 06/29/2015 EGFEY E F G Eurobank Ergasias SA New Unsponsored ADR (Greece) Other OTC N Y 06/29/2015 EMSF EMS Find, Inc. Common Stock Other OTC N Y 06/29/2015 FEPU Flying Eagle PU Technical Corporation. NEW Common Stock Other OTC Y N 06/29/2015 GGSM Gold and GemStone Mining Inc. Common Stock Other OTC Y N 06/29/2015 HNNMY Hennes & Mauritz AB Unsponsored ADR (Sweden) Other OTC N Y 06/29/2015 JAPSY Japan Airlines Ltd Unsponsored ADR (Japan) Other OTC N Y 06/29/2015 KDDIY KDDI Corporation Unsponsored ADR (Japan) Other OTC N Y 06/29/2015 KLNDF Klondex Mines Ltd Ordinary Shares Other OTC N Y 06/29/2015 LNREF Lonestar Resources LTD Ordinary Shares Other OTC N Y 06/29/2015 MDCN Medican Enterprises Inc Common Stock Other OTC Y N 06/29/2015 NSFC Northern States Financial Corporation Common Stock Other OTC N Y 06/29/2015 ORKLY Orkla AS Sponsored American Depositary Shares Other OTC N Y 06/29/2015 OTSKY Otsuka Holdings Co. Ltd, Tokyo Unsponsored ADR (Japan) Other OTC N Y 06/29/2015 PPERY PT Bank Mandiri Persero TBK Unsponsored ADR (Indonesia) Other OTC N Y 06/29/2015 PMCB PharmaCyte Biotech, Inc. Common Stock Other OTC N Y 06/29/2015 PMCM Primco Management, Inc. Common Stock Other OTC Y N 06/29/2015 PMBS PuraMed BioScience, Inc. Common Stock Other OTC Y N 06/29/2015 RGLXY RTL Group Sa Luxembourg Unsponsored ADR (Luxembourg) Other OTC N Y 06/29/2015 RBGLY Reckitt Benckiser Plc Sponsored ADR Other OTC N Y 06/29/2015 SIMH Sanomedics, Inc Common Stock Other OTC Y N 06/29/2015 SWET Solar Wind Energy Tower, Inc. Common Stock Other OTC Y N 06/29/2015 SUTNY Sumitomo Mitsui Trust Holdings, Inc. Sponsored American Depository Receipt (Japan) Other OTC N Y 06/29/2015 TWDL Texas Wyoming Drilling, Inc. Common Stock Other OTC Y N 06/29/2015 MJMJ The MaryJane Group, Inc. Common Stock Other OTC Y N 06/29/2015 TKGBY Turkiye Garanti Bankasi A S American Depositary Shares Other OTC N Y 06/29/2015 UAMM UA Multimedia, Inc. Common Stock New Other OTC Y N 06/29/2015 UNICY Unicharm Corp Sponsored ADR (Japan) Other OTC N Y 06/29/2015 VIVHY Vivendi SA Unsponsored ADR (France) Other OTC N Y 06/29/2015 WOSYY Wolseley Plc Sponsored ADR (Jersey) Other OTC N Y 06/29/2015 XCLL XcelMobility Inc. Common Stock Other OTC Y N 06/29/2015 YAHOY Yahoo Japan Corp Unsponsored ADR (Japan) Other OTC N Y