News Focus
News Focus
icon url

nhtrader

01/07/15 10:03 PM

#411824 RE: drrugby #411823

Not sure if this is related.

APPLICATION FOR AN AMENDED ORDER OF EXEMPTION FROM THE PROVISIONS OF SECTIONS 17(d), 57(a)(4) AND 57(i) OF THE INVESTMENT COMPANY ACT OF 1940 AND RULE 17d-1 UNDER THE 1940 ACT PERMITTING CERTAIN JOINT TRANSACTIONS OTHERWISE PROHIBITED BY SECTIONS 17(d) AND 57(a)(4) AND RULE 17d-1



Form 40-APP

http://ir.kkr.com/kfn_ir/secfiling.cfm?filingid=1387131-14-4144&CIK=1386926

The following entities hereby request an amended order (the “ Amended Order ”) of the U.S. Securities and Exchange Commission (the “ Commission ”) under Sections 17(d), 57(a)(4) and 57(i) of the Investment Company Act of 1940, as amended (the “ 1940 Act ”), 1 and Rule 17d-1 thereunder, permitting certain joint transactions that otherwise may be prohibited by Sections 17(d) and 57(a)(4) and Rule 17d-1


• Corporate Capital Trust, Inc. (the “ Company ”);

• Corporate Capital Trust II (“ CCT II ”);

• KKR Income Opportunities Fund (“ KIO ”);

• CNL Fund Advisors Company (“ CFA ”);

• CNL Fund Advisors Company II, LLC (“ CFA II ”);

• KKR Credit Advisors (US) LLC (f/k/a/ KKR Asset Management LLC) (“ KKR Credit ”);
icon url

Tool_power

01/07/15 10:12 PM

#411825 RE: drrugby #411823

These after hours filings probably are regarding the shares being scooped today, and maybe yesterday, at a strictly controlled price range.

Things are looking up here, for sure.