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scion

11/19/14 1:10 PM

#7543 RE: scion #7542

11/17/2014 176 ELECTRONIC Clerk's Notes for proceedings held before Judge Indira Talwani: Hearing held on 11/17/2014, Jury Trial held on 11/17/2014. Case called at 8:45 a.m. The defendant is not in attendance and has not contacted the clerk. Court will wait until 9:00 a.m. Preliminary trial preparation proceeds.At 9:00 a.m. the court finds Mr. Amyot in default for the reasons set forth on the record. Plaintiff requests briefing on remedies, including injunctive relief, disgorgement, and request for sanctions. Court allows briefing as to all defaulted defendants. Plaintiffs brief due 12/8/14. Any objections due 12/22/14. Any objections by corporate defendants must be through counsel. No replies allowed without leave of court. Non-evidentiary hearing on default judgment against Mr. Amyot and the pending MOTION for Default Judgment 120 against corporate defendants set for 1/8/15 at 2:30 p.m. (Court Reporter: Cheryl Dahlstrom at cheryldahlstrom@comcast.net.)(Attorneys present: Drabick, Kelly) (MacDonald, Gail) (Entered: 11/18/2014)
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scion

12/11/14 8:38 AM

#7545 RE: scion #7542

Pacer update 08 Dec 14 - SEC v. Spencer Pharmaceutical Inc et al CIVIL DOCKET FOR CASE #: 1:12-cv-12334

https://ecf.mad.uscourts.gov/cgi-bin/iquery.pl


Date Filed # Docket Text

12/08/2014 185 AFFIDAVIT in Support re 181 MOTION for Default Judgment , Remedies, and Sanctions (Rua M. Kelly, Esq.) filed by Securities and Exchange Commission. (Drabick, James) (Entered: 12/08/2014)

12/08/2014 184 AFFIDAVIT in Support re 181 MOTION for Default Judgment , Remedies, and Sanctions (James R. Drabick, Esq.) filed by Securities and Exchange Commission. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Drabick, James) (Entered: 12/08/2014)

12/08/2014 183 AFFIDAVIT in Support re 181 MOTION for Default Judgment , Remedies, and Sanctions (Trevor Donelan) filed by Securities and Exchange Commission. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F (Part I), # 7 Exhibit F (Part II), # 8 Exhibit G, # 9 Exhibit H, # 10 Exhibit I)(Drabick, James) (Entered: 12/08/2014)

12/08/2014 182 MEMORANDUM in Support re 181 MOTION for Default Judgment , Remedies, and Sanctions filed by Securities and Exchange Commission. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Drabick, James) (Entered: 12/08/2014)

12/08/2014 181 MOTION for Default Judgment , Remedies, and Sanctions by Securities and Exchange Commission. (Attachments: # 1 Text of Proposed Order (Final Judgment as to Jean-Francois Amyot, Hilbroy Advisory Inc., and IAB Media Inc.), # 2 Text of Proposed Order (Final Judgment as to Spencer Pharmaceutical Inc.))(Drabick, James) (Entered: 12/08/2014)

12/08/2014 180 Judge Indira Talwani: ELECTRONIC ORDER entered granting 179 Motion for Leave to File Excess Pages ; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (MacDonald, Gail) (Entered: 12/08/2014)

12/05/2014 179 MOTION for Leave to File Excess Pages by Securities and Exchange Commission.(Kelly, Rua) (Entered: 12/05/2014)


United States District Court
District of Massachusetts (Boston)

CIVIL DOCKET FOR CASE #: 1:12-cv-12334-IT
Securities and Exchange Commission v. Spencer Pharmaceutical Inc et al

Assigned to: Judge Indira Talwani
Cause: 12:22 Securities Fraud
Date Filed: 12/17/2012
Jury Demand: Both
Nature of Suit: 850 Securities/Commodities
Jurisdiction: U.S. Government Plaintiff

Plaintiff
Securities and Exchange Commission
represented by Amy Gwiazda
United States Securities and Exchange Commission
33 Arch Street
23rd Flr.
Boston, MA 02110-1424
617-573-8839
Email: gwiazdaa@sec.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

James R. Drabick
Securities and Exchange Commission - MA
33 Arch Street
23rd Floor
Boston, MA 02110-1424
617-573-4535
Email: drabickj@sec.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Franklin C. Huntington , IV
Securities and Exchange Commission
33 Arch Street
23rd Floor
Boston, MA 02110
617-573-8960
Fax: 617-573-4590
Email: huntingtonf@sec.gov
ATTORNEY TO BE NOTICED

Rua M. Kelly
United States Securities and Exchange Commission
33 Arch Street
23rd Flr.
Boston, MA 02110-1424
617-573-8941
Email: kellyru@sec.gov
ATTORNEY TO BE NOTICED


V.
Defendant
Spencer Pharmaceutical Inc

Defendant
Jean-Francois Amyot
represented by Jean-Francois Amyot
315 Chemin Claude Lefebvre
Mont-Tremblant,
Quebec, CANADA
H3B 4R4
PRO SE

Faun M. Phillipson
Phillipson & Uretsky LLP
111 Broadway
8th Floor
New York, NY 10006
212-571-1255
TERMINATED: 06/13/2014
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jonathan C. Uretsky
Phillipson & Uretsky LLP
111 Broadway
8th Floor
New York, NY 10006
212-571-1255
Email: uretsky@phillipson-uretsky.com
TERMINATED: 06/03/2014
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Mitchell R. Edwards
Hinckley Allen Snyder LLP
Suite 1500
50 Kennedy Plaza
Providence, RI 02903
401-274-2000
Fax: 401-277-9600
Email: medwards@haslaw.com
TERMINATED: 06/03/2014
ATTORNEY TO BE NOTICED

Defendant
Maximilien Arella
represented by Maximilien Arella
586 Giraud
Laval, QC H7X 3J6
Canada
514-995-9874
PRO SE

Defendant
Ian Morrice
represented by Ian Morrice
9 Okanagan Drive
Nepean, ON K2H 7E7
Canada
613-808-0542
PRO SE

Defendant
IAB Media Inc.
represented by IAB Media Inc.
PRO SE

Faun M. Phillipson
(See above for address)
TERMINATED: 06/13/2014
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jonathan C. Uretsky
(See above for address)
TERMINATED: 06/03/2014
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Mitchell R. Edwards
(See above for address)
TERMINATED: 06/03/2014
ATTORNEY TO BE NOTICED
Defendant


Mediator
Judge Kenneth P. Neiman

https://ecf.mad.uscourts.gov/cgi-bin/iquery.pl