11/03/2014 141 Opposition re 140 MOTION in Limine filed by Securities and Exchange Commission. (Attachments: # 1 Exhibit A: Montreal Superior Court Order, # 2 Exhibit B: Joliette Superior Court Order)(Huntington, Franklin) (Entered: 11/03/2014)
11/07/2014 156 STIPULATION of Dismissal of Seventh Claim for Relief by Securities and Exchange Commission. (Kelly, Rua) (Entered: 11/07/2014)
11/07/2014 154 Judge Indira Talwani: ORDER entered denying 140 Motion in Limine. (Bartlett, Timothy) Modified on 11/7/2014 to correct action to DENYING. (Bartlett, Timothy) (Entered: 11/07/2014)
11/07/2014 153 Judge Indira Talwani: ORDER entered granting 134 Motion in Limine (Bartlett, Timothy) (Entered: 11/07/2014)
11/06/2014 151 Judge Indira Talwani: ORDER entered granting 136 Motion in Limine (MacDonald, Gail) (Entered: 11/06/2014)
11/05/2014 155 Exhibit and Witness List from Evidentiary Hearing held 11/5/14. (MacDonald, Gail) (Main Document 155 replaced on 11/7/2014 to correct an error) (MacDonald, Gail). (Entered: 11/07/2014)
11/05/2014 152 ELECTRONIC Clerk's Notes for proceedings held before Judge Indira Talwani: Evidentiary Hearing held on 11/5/2014.The Court states that this is an evidentiary hearing in regard to the authenticity issue found in the motions in limine.Opening statement by Plaintiff (Drabick).The interpreter is sworn. Plaintiff calls witness, Robert Vallieres; witness is sworn.Exhibit A Admitted (Rapport D'execution/ Procs-verbal De Saisie Perquisition).Trial Exhibit 5 (Invoice for Regus, directed to Hilbroy, attn: JF Amyot) is shown to witness.Exhibit B Admitted (April 11, 2014, letter from AMF to SEC).Exhibit C Admitted (SEC Amended Exhibit List).Exhibit D(Trial Exhibit 5) Admitted (Invoice for Regus, directed to Hilbroy, attn: JF Amyot).Court breaks at noon. Court reconvenes.Pro se defendant Mr. Amyot cross-examines Mr. Vallieres.No further questions; witness excused.Plaintiff calls witness Benoit Belumeur; witness is sworn in.Exhibit E Admitted (April 15 & 22, 2014, letters from AMF to SEC). Exhibit FAdmitted (1. Rapport D'Analyse Autorit des Marchs Financiers (AMF) from E-Profile; 2. Analysis Report from E-Profile; 3. C.V. of Patrick Boismenu; and, 4. Certification by Patrick Boismenu). Mr. Amyot cross-examines Mr. Belumeur.Plaintiff does not redirect. Witness excused.Plaintiff (Kelly) calls witness Mr. Amyot; witness is sworn in.Exhibit GAdmitted (10/25/10 Email from Jean-Francois Amyot to Max Arella).Exhibit HAdmitted (Deposition Transcript of Jean-Francois Amyot).Witness excused. Nothing further. Closing arguments. Order to follow. Pretrial matters discussed. Plaintiff states trial will last be nine to ten days. Court will sit Wed., 11/26 but not Fri. 11/28. Court in recess. (Court Reporter: Cheryl Dahlstrom at cheryldahlstrom@comcast.net.)(Attorneys present: Drabick, Kelly, Amyot (Pro Se)) (MacDonald, Gail) (Entered: 11/06/2014)
11/03/2014 150 NOTICE by Securities and Exchange Commission of Estimate of Probable Trial Length (Kelly, Rua) (Entered: 11/03/2014)
11/03/2014 149 NOTICE by Securities and Exchange Commission of Proposed Succinct and Neutral Statement for Jury Empanelment (Kelly, Rua) (Entered: 11/03/2014)
11/03/2014 148 Proposed Jury Verdict by Securities and Exchange Commission. (Kelly, Rua) (Entered: 11/03/2014)
11/03/2014 147 Proposed Jury Instructions by Securities and Exchange Commission. (Kelly, Rua) (Entered: 11/03/2014)
11/03/2014 146 Proposed Jury Questions by Securities and Exchange Commission . (Kelly, Rua) (Entered: 11/03/2014)
11/03/2014 145 Joint Trial Exhibit List by Securities and Exchange Commission.. (Kelly, Rua) (Entered: 11/03/2014)
11/03/2014 144 NOTICE by Securities and Exchange Commission Designations of Depositions, Interrogatories and Requests for Admission (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L)(Kelly, Rua) (Entered: 11/03/2014)
11/03/2014 143 Plaintiff's Witness List by Securities and Exchange Commission. (Kelly, Rua) (Entered: 11/03/2014)
11/03/2014 142 STIPULATION of Facts by Securities and Exchange Commission. (Kelly, Rua) (Entered: 11/03/2014)
United States District Court District of Massachusetts (Boston)
CIVIL DOCKET FOR CASE #: 1:12-cv-12334-IT Securities and Exchange Commission v. Spencer Pharmaceutical Inc et al
Assigned to: Judge Indira Talwani Cause: 12:22 Securities Fraud Date Filed: 12/17/2012 Jury Demand: Both Nature of Suit: 850 Securities/Commodities Jurisdiction: U.S. Government Plaintiff
Plaintiff Securities and Exchange Commission represented by Amy Gwiazda United States Securities and Exchange Commission 33 Arch Street 23rd Flr. Boston, MA 02110-1424 617-573-8839 Email: gwiazdaa@sec.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED
James R. Drabick Securities and Exchange Commission - MA 33 Arch Street 23rd Floor Boston, MA 02110-1424 617-573-4535 Email: drabickj@sec.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED
Franklin C. Huntington , IV Securities and Exchange Commission 33 Arch Street 23rd Floor Boston, MA 02110 617-573-8960 Fax: 617-573-4590 Email: huntingtonf@sec.gov ATTORNEY TO BE NOTICED
Rua M. Kelly United States Securities and Exchange Commission 33 Arch Street 23rd Flr. Boston, MA 02110-1424 617-573-8941 Email: kellyru@sec.gov ATTORNEY TO BE NOTICED
V. Defendant Spencer Pharmaceutical Inc
Defendant Jean-Francois Amyot represented by Jean-Francois Amyot 315 Chemin Claude Lefebvre Mont-Tremblant, Quebec, CANADA H3B 4R4 PRO SE
Faun M. Phillipson Phillipson & Uretsky LLP 111 Broadway 8th Floor New York, NY 10006 212-571-1255 TERMINATED: 06/13/2014 LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
Jonathan C. Uretsky Phillipson & Uretsky LLP 111 Broadway 8th Floor New York, NY 10006 212-571-1255 Email: uretsky@phillipson-uretsky.com TERMINATED: 06/03/2014 LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
Mitchell R. Edwards Hinckley Allen Snyder LLP Suite 1500 50 Kennedy Plaza Providence, RI 02903 401-274-2000 Fax: 401-277-9600 Email: medwards@haslaw.com TERMINATED: 06/03/2014 ATTORNEY TO BE NOTICED
Defendant Maximilien Arella represented by Maximilien Arella 586 Giraud Laval, QC H7X 3J6 Canada 514-995-9874 PRO SE
Defendant Ian Morrice represented by Ian Morrice 9 Okanagan Drive Nepean, ON K2H 7E7 Canada 613-808-0542 PRO SE
Defendant IAB Media Inc. represented by IAB Media Inc. PRO SE
Faun M. Phillipson (See above for address) TERMINATED: 06/13/2014 LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
Jonathan C. Uretsky (See above for address) TERMINATED: 06/03/2014 LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
Mitchell R. Edwards (See above for address) TERMINATED: 06/03/2014 ATTORNEY TO BE NOTICED Defendant
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