Replies to post #37257 on Top Shelf Brands Holdings Corp. (DKTS)

[American_Dream]

You could probably read about it by doing a basic google search... but id just say in recent years FINRA has been granted more power than they ever had before...

All behold the power of finra :)

[American_Dream]

Now that Ive had a minute this is what I managed to pull up in regards

3. What documents are required for a Company to change its name?

The company needs to complete the Issuer Company-Related Action Notification Form and submit to FINRA no later than 10 calendar days prior to the record date of the corporate action. Submissions can be set via email or fax to [phone]. Failure by an OTC Equity issuer to provide the requisite notice may constitute fraud under Section 10 of the Securities Exchange Act of 1934.

4. Are there any reasons when an OTC Voluntary Symbol Change will not be granted? Or are there any time restrictions when requesting an OTC Voluntary Symbol Change request?

Yes, FINRA will not process a voluntary symbol request if the issuer has either an announced corporate action or a symbol change within the past 60 days.

http://www.finra.org/Industry/Compliance/MarketTransparency/UPC/FAQ/P117315#2-3