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Re: apprenante post# 68388

Thursday, 11/14/2013 6:39:51 PM

Thursday, November 14, 2013 6:39:51 PM

Post# of 74729

NEITHER organization is doing its job

Read TODAY'S article before saying that!!
http://www.thestreet.com/story/12108599/1/awesome-penny-stocks-calls-it-quits-amid-alleged-probe.html
Finra has investigated trading in the stocks of North Springs Resources; Goff; Sunpeaks Ventures Inc., which has since changed its name to Pharmagen Inc.; Amwest Imaging Inc., which has changed its name to InterTechSolutions Inc.; Great Wall Builders;Pristine Solutions Inc.; Swingplane Ventures Inc.;Portage Resources Inc.; VuMee Inc.; andPub Crawl Holdings Inc.All of those companies were the subject of paid promotion by Awesome Penny Stocks. Finra's investigations were handed over to the SEC for further enforcement action.

Other firms involved with Penny stock promotions are facing lawsuits filed by the SEC, administrative actions filed by Finra or are under investigation.
Since April, Finra has been pursuing sanctions against New York-based broker-dealerJohn Thomas Financial & CEO Tom Belesis in connection to trading in America West Resources Inc.,
FINRA has also opened investigations into a number of offshore broker-dealers that have been linked to "timely stock trades during apparent 'pump and dump schemes,'" involving the stock of companies promoted by Awesome Penny Stocks,
Those broker dealers include Caledonian Global Financial Services Inc., Caledonian Bank Ltd. and Caledonian Securities Ltd. in the Cayman Islands; Clearwater Securities Inc. in Belize; Legacy Global Markets SA and Argus Stockbrokers Ltd. in Cyprus; CBH Compagnie Bancaire Hevetique SA and Bank Gutenberg AG in Switzerland; and Verdmont Capital SA in Panama. None of these broker-dealers responded to requests for comment.

Show me facts that Ulah & Dempsey are out and I will Market sell my shares to those Market Makers on the hidden bid at the 5th decimal.

What a no brainer ~
$ASYI 2014's hottest play ?
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