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Re: janice shell post# 5227

Monday, 04/29/2013 11:05:42 PM

Monday, April 29, 2013 11:05:42 PM

Post# of 6094
Janice, I have never seen a case where FINRA has fined a trading company, They are there to regulate the broker or agent and have a long history of fineing them for all kinds of shady things even the taping rule, do not belive they are a employee of the company, but do provide a service, that is regulated and monitered by FINRA. But without any news these longs or shorts have no idea weather they will lose there ass or win big.

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