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Re: None

Tuesday, 04/02/2013 11:05:03 AM

Tuesday, April 02, 2013 11:05:03 AM

Post# of 221984
LOOKS LIKE THRY ARE DESPARATE:

Please be advised that your account currently holds one on more positions that represent foreign securities. Typically, these positions are identified with stock ticker symbols that end with the letter “F”.



Upon selling or transferring these securities, a fee of $75.00 per transaction (or per symbol, in the case of a transfer) will be incurred. As you have been made aware in previous communications, we will be transferring all accounts out of our current clearing firm, APEX, to our new clearing firm, Vision Financial Markets. The weekend of April 27th is the anticipated date of this transfer. If your account contains one or more of these positions upon transfer, this fee will be triggered.



At this time, you may take one of the following actions:



1) Liquidate your position in its entirety and pay the associated transaction fee out of the proceeds of the sale.

2) Hold the position and pay for the associated transfer fee out of the cash balance in your account.

3) Transfer your account to another broker, incurring the fee upon transfer.

4) Request that the position be written off as worthless thereby not incurring the fee.



Please note that you must take action regarding these positions by no later than the close of business on Tuesday, April 9, 2013. If your account continues to hold one or more of these positions after that date, we will take the following actions on your behalf:



For each "F" stock position that you hold, we will deduct the transfer fee of $75.00 out of the available funds in your account. If your account does not have liquid funds sufficient to cover the fee(s), we will either liquidate associated positions deducting the fee from the proceeds, or, if the net proceeds would be insufficient to cover the fee, the position will be written off as worthless.

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