Deep Blue Marine (DPBE)

[DJ Ponder]

Here is the SEC's legal ORDER against Blum and his Alexander Lindale llc.

UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 68258 / November 19, 2012
INVESTMENT COMPANY ACT OF 1940
Release No. 30269 / November 19, 2012
ADMINISTRATIVE PROCEEDING
File No. 3-14961
___________________________________
In the Matter of : ORDER MAKING FINDINGS
: AND IMPOSING REMEDIAL
WILFRED R. BLUM and : SANCTIONS BY DEFAULT
ALEXANDER LINDALE, LLC :
___________________________________

Order
I ORDER that, pursuant to Section 15(b) of the Securities Exchange Act of 1934, Wilfred
R. Blum and Alexander Lindale, LLC, are barred from association with a broker, dealer,
investment adviser, municipal securities dealer, or transfer agent, or from participating in an
offering of penny stock.
I FURTHER ORDER that, pursuant to Section 9(b) of the Investment Company Act of
1940, Wilfred R. Blum and Alexander Lindale, LLC, are unconditionally and permanently
prohibited from serving or acting as an employee, officer, director, member of an advisory board,
investment adviser or depositor of, or principal underwriter for, a registered investment company
or affiliated person of such investment adviser, depositor, or principal underwriter.
_______________________________
Brenda P. Murray
Chief Administrative Law Judge

http://www.sec.gov/litigation/admin/2012/34-68258.pdf