Welcome to the Tips, Complaints and Referrals website. The goal of this site is to provide a way for members of the public to provide information to the SEC regarding possible violations of the federal securities laws.
Thank you for coming forward with information about a possible violation of the U.S. securities laws. This questionnaire is designed to elicit the kinds of information necessary for us to best evaluate your complaint and, if appropriate, to take action.
To submit information to the SEC about possible violations of the federal securities laws, please click here or click the "Questionnaire" link, located above. Please note that we may share the information you provide with others. Read the PRIVACY ACT NOTICE to learn more about how we may use the information you send to us.
Information about the Whistleblower Award Program
The Dodd-Frank Wall Street Reform and Consumer Protection Act, signed into law by President Obama on July 21, 2010, authorizes the SEC to pay an award to eligible whistleblowers. You may be eligible for a monetary award if the information you submit leads to an SEC action that results in monetary sanctions exceeding $1,000,000. To learn more about this award program, including the eligibility requirements in the statute and final rules approved by the Commission to implement this program, please click here.
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