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Re: SevenTenEleven post# 210088

Sunday, 02/24/2013 5:08:26 PM

Sunday, February 24, 2013 5:08:26 PM

Post# of 221992
it goes like this.....you said
We know TDAmeritrade is currently under pressure to provide a client with certs for another security. With only 700K shares issued and over a billion shares short sold, they will have extreme difficulty coming up with the certs of that particular revoked security.
TD will say,,,DTCC will say it doesn't exist,,, can't issue cert's

Yes, it appears that FINRA can and will force a broker to provide delivery of a security, even when it is revoked!
YOU WILL HAVE TO PROVIDE "ANYTHING" TO SHOW FINRA WOULD DO ANYTHING, ANYTHING AT ALL

KEEP IT SIMPLE, PATIENCE and TOLERANCE brings PEACE and SERENITY !!!

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