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Re: gerbax007 post# 15273

Saturday, 12/15/2012 2:30:40 PM

Saturday, December 15, 2012 2:30:40 PM

Post# of 15763
No, that would be be Finra. I'm registered there as an institutional investor. They do the quotation approvals. Finra maintains a customer service section that allows accredited/institutional investors to check on the class & status of stock for a company. This is important information if you're dealing with entities such as banks which maintain multipul classes of stocks bonds & warrents.

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