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janice shell

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Re: goodboy2 post# 4605

Friday, 03/02/2012 12:59:04 PM

Friday, March 02, 2012 12:59:04 PM

Post# of 4996
Incorrect. The SEC can ask questions whenever it wants, but there are specific procedures that must be complied with when it wants to open a formal investigation.

http://sec.gov/divisions/enforce/enforcementmanual.pdf
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