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[Mattu]

Approved in KS, DE, WI

Organization Registration Status
Organization CRD#: 133264 Organization Name: OC SECURITIES, INC.
Organization SEC#: 8-66706 Applicant Name: OC SECURITIES, INC.
No IA Record


SEC / SRO / Jurisdiction Registration Status Status Effective Date
SEC Approved - 04/07/2005
NASD Approved - 04/07/2005
PCX Approved -ARCA-ETP 05/24/2005
AL Pending Approval - 07/07/2005
AZ Pending Approval - 07/06/2005
CA Approved - 04/07/2005
DE Approved - 07/27/2005
FL Approved - 06/21/2005
GA Approved - 07/26/2005
IL Approved - 07/20/2005
KS Approved - 07/27/2005
KY Approved - 07/18/2005
MD Approved - 07/12/2005
MA Approved - 07/12/2005
MI Approved - 07/22/2005
MN Approved - 07/12/2005
MO Pending Approval - 07/25/2005
MT Approved - 07/12/2005
NV Approved - 04/14/2005
NJ Approved - 07/22/2005
NY Approved - 04/25/2005
OR Approved - 07/20/2005
PA Approved - 07/21/2005
RI Approved - 07/22/2005
TN Pending Approval - 06/27/2005
TX Pending Approval - 07/15/2005
WA Approved - 06/27/2005
WI Approved - 07/26/2005