Damn, another POS with really long filings to read! Saves me a ton of time when this junk just files a form 15 Notice of Termination and goes dark.
Yep, only K's have to be audited but Sarbanes Oxley now requires management to certify the integrity of Q reports. Here the Q does have a GC mention.
But can management boast there is no GC say a day later? What would that be based on, chit chat with the auditors over lunch? Doubt the auditors would want their name connected with such company if the statements were lies.
Well, I'm reading most of this stuff second, third or fourth-hand. Probably impossible for anyone, including the SEC to determine facts, with all the languages and "executives" in their various offices (or Florida homes LOL) around the world.
Second thing may be to send out some emails.