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Post# of 159799
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CarltonH

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CarltonH

Re: turn2him post# 140149

Wednesday, 10/19/2011 4:18:28 PM

Wednesday, October 19, 2011 4:18:28 PM

Post# of 159799
Until now there was no evidence of wrong doing by brokers.

In fact the offence of failing to comply with Rule 15c3-3 has only just happened.

In serious fraud cases involving multiple victims and large sums of money the SOL can be waived.

Please do not ask any further questions or discuss this matter on this board.
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