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Re: dcool1 post# 20187

Thursday, 09/15/2011 10:57:24 PM

Thursday, September 15, 2011 10:57:24 PM

Post# of 28292
Yes I've heard as long as the transfer agent signs the cert they don't need to go through finra- the transfer agent can clear them and do it for non reporting companies without need of finra
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