PGI Energy, Inc. (PGIE)

[kingpindg]

Looks like preferreds require notification...

Rule 10b-17 -- Untimely Announcements of Record Dates

a. It shall constitute a "manipulative or deceptive device or contrivance" as used in Section 10(b) of the Act for any issuer of a class of securities publicly traded by the use of any means or instrumentality of interstate commerce or of the mails or of any facility of any national securities exchange to fail to give notice in accordance with paragraph (b) hereof of the following actions relating to such class of securities:

1. A dividend or other distribution in cash or in kind, except an ordinary interest payment on a debt security, but including a dividend or distribution of any security of the same or another issuer;

2. A stock split or reverse split; or

3. A rights or other subscription offering.

http://taft.law.uc.edu/CCL/34ActRls/rule10b-17.html