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kingpindg

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kingpindg

Re: J T post# 20183

Thursday, 09/15/2011 9:11:24 PM

Thursday, September 15, 2011 9:11:24 PM

Post# of 28292
So is PGI going to have to pay...

a $5000 late notification fee?


Late SEA Rule 10b-17 Notification $5,000
(Notice submitted on or after corporate
action date)



http://www.finra.org/web/groups/industry/@ip/@reg/@notice/documents/notices/p121988.pdf
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