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janice shell

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janice shell

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Re: Bill de MT post# 7247

Wednesday, 07/20/2011 5:11:21 PM

Wednesday, July 20, 2011 5:11:21 PM

Post# of 11648
...then how does the SEC have the authority to suspend trading for 10 days, but not revoke, halt, or kill a stock?

In the case of a suspension, the SEC does have regulatory authority. And whether the company has registered stock or not, if it wants to do a corporate action, the action must be processed by FINRA.
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