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Re: fung_derf post# 312

Thursday, 01/02/2003 3:37:18 PM

Thursday, January 02, 2003 3:37:18 PM

Post# of 32434
fung - He posted this site before for anyone interested in joining the offshore shorting brigade -

http://www.allianceinvest.com/old/index.html

Maybe they work with this one in L.A. (and Surfit) -

NASD Member Firm ALLIANCE ADVISORY & SECURITIES, INC.
CRD Number 18835
SEC Number 8-036999
Applicant Name on Form BD ALLIANCE ADVISORY & SECURITIES, INC.
Prior Business Names PETRA FINANCIAL GROUP, INC.
Business Phone Number 805-371-8020
Main Office Located in NASD District: 2-Los Angeles
Main Office Address 3390 AUTO MALL DRIVE
SUITE 200
WESTLAKE VILLAGE, CA 91362
Mailing Address 3390 AUTO MALL DRIVE
SUITE 200
WESTLAKE VILLAGE, CA 91362

Broker or dealer retailing corporate equity securities over-the-counter
Government securities broker
Investment advisory services
Mutual fund retailer
Broker or dealer selling interests in mortgages or other receivables
Private placements of securities
Real estate syndicator
Broker or dealer selling tax shelters or limited partnerships in primary distributions
Broker or dealer selling variable life insurance or annuities
ALLIANCE ADVISORY & SECURITIES, INC. AT THE SAME ADDRESS, 3390 AUTO MALL DRIVE, SUITE 200, WESTLAKE VILLAGE, CA 91362, IS A REGISTERED INVESTMENT ADVISOR AND ENGAGES IN FEE-BASED FINANCIAL PLANNING.



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