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Re: camper9 post# 89481

Thursday, 01/06/2011 9:23:04 PM

Thursday, January 06, 2011 9:23:04 PM

Post# of 118239
Sounds the same to me.

It's not the same at all. When it's accidental, in the case of the broker, they're allowed to simply buy the shares back to correct their mistake. In the case of someone knowingly committing a criminal act, the SEC wants disgorgement of funds and penalties.



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