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Re: brainvault post# 61245

Saturday, 01/01/2011 9:03:23 PM

Saturday, January 01, 2011 9:03:23 PM

Post# of 66763
could a grey market listed company approach a MM about filing a 211 for them.. the form is very simple 2 page process which could be filled out in a matter of minutes...

Yes, they could approach an MM. But the form isn't "simple" at all. This is what's required:

http://www.huntlawgrp.com/sec-law/finra-form-15c2-11-filings

and by the way did you know that donald axent's family are ukranian??

Oh my. I did not know that. How'd you find out?
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