Avid Bioservices Inc (CDMO)

[cjgaddy]

Kenneth Dart acquires 7.1% Stake in Peregrine Pharm.

As of 11-8-10, Eastern Capital Ltd (Kenneth B. Dart) has acquired 7.1% of PPHM Stock (3,961,568 shares)…

Form SC 13G filed 11-18-10:
Nov. 8, 2010
NAME OF REPORTING PERSON: EASTERN CAPITAL LTD. / KENNETH B. DART
SHARED VOTING POWER: 3,961,568
PERCENT OF CLASS: 7.1%
1) EASTERN CAPITAL LTD (Cayman Islands) is a direct wholly owned subsidiary of Portfolio Services Ltd., a Cayman Islands Company.
2) KENNETH B. DART is the beneficial owner of all of the outstanding
shares of Portfolio Services Ltd., which in turns owns all the outstanding shares of Eastern Capital LTD.
http://www.sec.gov/Archives/edgar/data/704562/000140840810000007/pph13g10.txt

= = = = = = = = =
HELICON THERAPEUTICS, INC., is a privately held Company formed to discover therapeutics to treat disorders of cognition through an understanding of the genetic basis of long-term memory formation.
• BOD Mr. Kenneth Dart is an international investor possessing a long-time interest in neuroscience and the desire to expand scientific knowledge concerning the brain in the hope such new knowledge will lead to cures of various mental and genetic defects affecting the brain.
http://www.helicontherapeutics.com/cgi-bin/main.pl?section=Company;page=BOD

KENNETH B. DART:
http://en.wikipedia.org/wiki/Dart_Container
http://www.answers.com/topic/dart-container
Google:
http://www.google.com/search?hl=en&source=hp&q=%22kenneth+dart

= = = = = PPHM Trading History:
…Ken Dart’s 3.96mm shares accum. (as of 11-8-10), appears to be related to these 2 large block trades in 11-2010:

 
 Date   Pr-Close  High   Low Close    Volume    Chg   %Chg 
 10/18/2010 1.64  2.08  1.69  1.89 4,984,200   +.25 +15.2% Cotara/GBM Data 
 11/4/2010  1.56  1.75  1.55  1.71 3,389,000   +.15  +9.6% 2mm-sh. block 
 11/8/2010  1.64  1.55  1.56  1.61 2,011,600   -.03  -1.8% 1.5mm-sh. block  
 

http://finance.yahoo.com/q/hp?s=PPHM