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Re: bazigur post# 561

Thursday, 10/14/2010 9:41:14 AM

Thursday, October 14, 2010 9:41:14 AM

Post# of 13967
They're back! I think its firms trading amongst themselves, until retail Joe bites. IMO

the number of security firms expelled by FINRA has risen 25% since 2006. Checkout www.finra.org/brokercheck

you'll find:
the firm executed short sale orders and failed to properly mark the order as short, 01/20/10, fine 112,500.

12/16/04, fine 12,500,000.

23 total sanctions. I really don't want to read anymore. I trust they learned their lesson. This is only 1 security firm.
Volume:
Day Range:
Bid:
Ask:
Last Trade Time:
Total Trades:
  • 1D
  • 1M
  • 3M
  • 6M
  • 1Y
  • 5Y