SEC Charges Eleven in Stock Manipulation Ring

[fourkids_9pets]

interesting penalty info directly from the doc

max penalties on count 1 and 5 = 5 years and 250k in fines

max penalties on count 4 and 8 = 20 years and 500k in fines

Doc 26 PDF file
http://viewer.zoho.com/docs/mEdadF

Pending Counts
Disposition

8:371 - CONSPIRACY TO COMMIT SECURITIES FRAUD - ( COUNTS I AND V - 9/2006 THRU 2/2007 )
(1)

15:78j(b) and 78ff and 2, Title 17, C.F.R., Section 240.10b-5 - SECURITIES FRAUD - ( COUNTS II AND VI - 9/2006 THRU 2/2007 )
(2)

18:1343 and 2 - WIRE FRAUD - (COUNTS III AND VII - 9/2006 THRU 2/2007)
(3)

18:1956(h) - CONSPIRACY TO COMMIT MONEY LAUNDERING - ( COUNTS IV AND VIII - 12/2006 THRU 2/2007 )
(4)

8:371 - CONSPIRACY TO COMMIT SECURITIES FRAUD - ( COUNTS I AND V - 9/2006 THRU 2/2007 )
(5)

15:78j(b) and 78ff and 2, Title 17, C.F.R., Section 240.10b-5 - SECURITIES FRAUD - ( COUNTS II AND VI - 9/2006 THRU 2/2007 )
(6)

18:1343 and 2 - WIRE FRAUD - ( COUNTS III AND VII - 9/2006 THRU 2/2007 )
(7)

18:1956(h) - CONSPIRACY TO COMMIT MONEY LAUNDERING - ( COUNTS IV AND VIII - 12/2006 THRU 2/2007 )
(8)

Highest Offense Level (Opening)
Felony


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