The SEC doesn't do criminal penalties. They only do civil. The criminal side will be initiated against the SPNG crooks by the US Dept of Justice. They have been on this thing since early in the fall. Within the next two years, I expect to see Fat-Boy Moskowitz pounding rocks at a hard time hoosegow.
"The key point in the definition is 'CIVIL ACTION' not a crimminal action. This is the beginning of the end and it is not looking to bad IMO."
We are apt to shut our eyes against a painful truth... For my part, I am willing to know the whole truth; to know the worst; and to provide for it. --Patrick Henry, Patriot and Hero of the American Revolution