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Re: igotthemojo post# 273895

Thursday, 12/31/2009 1:30:38 PM

Thursday, December 31, 2009 1:30:38 PM

Post# of 346953
"Prior to quoting or resuming a quote in an OTC BB security the marker maker must have at least ONE of the following:"


"Form 10K, 10Q ( AND ) 8K
An offering circular effective within 40 days
A prospectus effective within 90 days
Other detailed financial information"

in other words, the MM DOES NOT have to have the 10k or 10q in its hand...thanks for pointing that out...but it does kind of blow away all you and your friends contentions that the MM has to have the 10k before it can file a 211...was that what you were trying to do?...lol
---------------------------------------------

---- how do you get they don't need the form 10K, 10Q when it says they do need them -
the AND is for the *K - they must have either the 10K or the 10Q
and the *K


I don't get your point?

it clearly says

the 10K or the 10Q

AND the 8K

-------------------------- and for the 10k and 10Q they must be filed with Edgar for them to become effective


Filings & Forms
http://www.sec.gov/edgar.shtml

All companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR. Anyone can access and download this information for free. Here you'll find links to a complete list of filings available through EDGAR and instructions for searching the EDGAR database.

---------------------------
http://www.sec.gov/edgar/aboutedgar.htm

It should also be noted that the actual annual report to shareholders (except in the case of investment companies) need not be submitted on EDGAR, although some companies do so voluntarily. However, the annual report on Form 10-K or 10-KSB, which contains much of the same information, is required to be filed on EDGAR.

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