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Post# of 346953
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Re: igotthemojo post# 273721

Wednesday, 12/30/2009 11:17:35 PM

Wednesday, December 30, 2009 11:17:35 PM

Post# of 346953
My point is getting twisted.

So to clarify: FINRA can ask the sponsoring broker-dealer for more information. FINRA will respond (with)in three days, but that doesn't mean it has to approve in three days.

In fact, very often when FINRA first asks for more info, the broker-dealer never responds and the application dies on the vine.

Adventures in microcapitalism

http://investorshub.advfn.com/boards/board.asp?board_id=11942

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