Wednesday, December 30, 2009 3:20:29 AM
Hello Icequity
This was the response I got from Finra (In my own words as it seems to be illeagal to copy and paste it )
RE: Scott & TD ameratrade?
From: BC Comments (BCComments@finra.org)
Sent: December 29, 2009 7:30:38 AM
Thankss for contacting FINRA. Information regarding how we can file a formal complaint against a FINRA member firm or an affiliated representative is available via the FINRA web site. We may visit the FINRA web site at https://apps.finra.org/Investor_Information/complaints/complaintCenter.asp.
If we want further information, please contact the FINRA Call Center at (301) 590-6500.
_______________________________
Comment:
From: Cornel [mailto:cornelsnews@hotmail.com]
Sent: Sunday, December 27, 2009 11:10 PM
To: BC Comments
Subject: Scott & TD ameratrade
Hello. I am a share holder of "HESG" and on one of the forms that I read there is allot of disscusion about the buy restriction's that TDA & Scott have put on their client's , which in turn has let the pps drop. The IHUB members on the "HESG" board are also saying that the guy that own's Scott is also the ceo of Knight, who people are saying are short selling "HESG" to death Can you please let me know why Scott & TDA have blocked the buying of "HESG" and if it is within Scott"s / Knight's / ceo leagal right to block purchase's on one side and short sell on the other ? Thank You Cornel
_____________________________________
So did I get anything NO..
I don't think that I have a formal complaint , just a simple question .But I guess that their answer could have big ramifacations (sp?) so they want it as a formal complaint, not a simple Question
For now
Cornel
This was the response I got from Finra (In my own words as it seems to be illeagal to copy and paste it )
RE: Scott & TD ameratrade?
From: BC Comments (BCComments@finra.org)
Sent: December 29, 2009 7:30:38 AM
Thankss for contacting FINRA. Information regarding how we can file a formal complaint against a FINRA member firm or an affiliated representative is available via the FINRA web site. We may visit the FINRA web site at https://apps.finra.org/Investor_Information/complaints/complaintCenter.asp.
If we want further information, please contact the FINRA Call Center at (301) 590-6500.
_______________________________
Comment:
From: Cornel [mailto:cornelsnews@hotmail.com]
Sent: Sunday, December 27, 2009 11:10 PM
To: BC Comments
Subject: Scott & TD ameratrade
Hello. I am a share holder of "HESG" and on one of the forms that I read there is allot of disscusion about the buy restriction's that TDA & Scott have put on their client's , which in turn has let the pps drop. The IHUB members on the "HESG" board are also saying that the guy that own's Scott is also the ceo of Knight, who people are saying are short selling "HESG" to death Can you please let me know why Scott & TDA have blocked the buying of "HESG" and if it is within Scott"s / Knight's / ceo leagal right to block purchase's on one side and short sell on the other ? Thank You Cornel
_____________________________________
So did I get anything NO..
I don't think that I have a formal complaint , just a simple question .But I guess that their answer could have big ramifacations (sp?) so they want it as a formal complaint, not a simple Question
For now
Cornel
