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TEX

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Alias Born 04/15/2005

TEX

Re: DarkLady post# 272974

Tuesday, 12/29/2009 7:19:11 PM

Tuesday, December 29, 2009 7:19:11 PM

Post# of 346953
The problem is with FINRA.

Finra cannot delay forever, they must grant the 211.

Anyone can call and ask about Form 211 apps.

No, FINRA doesn't have to approve it--in fact, it's up to the sponsoring MM to satisfy FINRA during the review process.

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