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Re: sl62 post# 69370

Tuesday, 12/15/2009 10:54:43 AM

Tuesday, December 15, 2009 10:54:43 AM

Post# of 111730
Posted by: ltj2
In reply to: None Date:12/15/2009 5:33:47 AM
Post #69311 of 69376


Info on vert-Just looking on the web to see who vert was and came across this(FINRA Case #2006004088101)
(Note: VERT is widely recognized by investors as a market maker who abuses their market making obligations and manipulates stock prices for profit. They are the firm the less than reputable clients trade through when they want a “job done” and this enforcement case, despite the paltry fine, illustrates their willingness to avoid the rules.)
www.sec.gov/comments/s7-08-09/s70809-3684.pdf

I followed up on this post this morning and found this
http://compliancex.typepad.com/compliancex/2009/04/disciplinary-and-other-finra-actions.html
Volume:
Day Range:
Bid:
Ask:
Last Trade Time:
Total Trades:
  • 1D
  • 1M
  • 3M
  • 6M
  • 1Y
  • 5Y