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patchman

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patchman

Re: Rookiemove post# 225323

Sunday, 10/04/2009 11:26:00 AM

Sunday, October 04, 2009 11:26:00 AM

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How many SEC cases of fraud result in a criminal enforcement action?

I would suggest that you read the FINRA and SEC Monthly enforcement reports and see how many frauds are handled civilly but no criminal enforcement came of them. CEO's of micro-cap stocks are barred from ever being an officer of a public company again and fined heavily due to fraud, including a P&D, and yet the DOJ never gets involved.
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