SEC Charges Eleven in Stock Manipulation Ring

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Ms. Lowery was responsible for the highly publicized victory of registered representative Mark Anderson against the SEC's accusations that he charged excessive markups.

http://www.superlawyers.com/california-southern/lawyer/Elizabeth-Lowery/8cc2d8fd-d466-42f2-bf40-79a8bf59d130.html

SEC NEWS DIGEST April 30, 2002

IN THE MATTER OF MARK ANDERSON

On April 30, an administrative law judge issued an initial decision in
Administrative Proceeding No. 3-9499, In the Matter of Mark David
Anderson. The Order Instituting Proceedings alleged that Respondent
Anderson charged undisclosed, excessive markups and markdowns that
violated Section 17(a) of the Securities Act of 1933, Section 10(b) of
the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5
thereunder. It also alleged that Anderson's undisclosed, excessive
markups and markdowns aided and abetted and caused Armscott Securities
Ltd., a registered broker-dealer, to violate Sections 15(c)(1) and
15B(c)(1) of the Exchange Act and Rule 15c1-2 thereunder, and Rules G-17
and G-30 of the Municipal Securities Rulemaking Board. The initial
decision concluded that the weight of the evidence did not support the
allegations, and dismissed the proceeding against Respondent Anderson.
(Initial Decision No. 203; File No. 3-9499)

http://www.sec.gov/news/digest/04-30.txt

Rel. No. 8265 / August 15, 2003
SECURITIES EXCHANGE ACT OF 1934
Rel. No. 48352 / August 15, 2003
Admin. Proc. File No. 3-9499
In the Matter of

MARK DAVID ANDERSON
Marina Del Rey, California

The Division of Enforcement appeals from the decision of an administrative law judge dismissing proceedings against Mark David Anderson. From December 1992 through December 1994, Anderson was president and owner of Annandale Securities, Inc., a former registered broker-dealer.1 From at least 1995 through 1997, Anderson was president of Armscott Securities, Ltd., a registered broker-dealer. 2
[...]

http://www.sec.gov/litigation/opinions/33-8265.htm