1 Did you ever sell any of your UCPC shares? If yes, did you get charged by Penson for $135? 2 Did you get charged for buying UCPC? So you just let it go? I read someone successfully fought for similar situation with Zecco. <a href="http://investorshub.advfn.com/boards/read_msg.aspx?message_id=32041050" rel="nofollow" target="_blank">http://investorshub.advfn.com/boards/read_msg.aspx?message_id=32041050</a> Also you may contact UCPC to let them apply with DTC to make it eligible thanks.