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Mr. Bill

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Mr. Bill

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Re: dealerschool2006 post# 89

Wednesday, 12/12/2007 4:52:48 PM

Wednesday, December 12, 2007 4:52:48 PM

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The RS was on the daily list therefore governing bodies approved the RS.

The purpose of the daily list is to communicate among other things splits and reorgs.

How can a broker claim something on the daily list should not have happened.

The NASD uses the daily list to communicate to brokers and the public splits, etc.


Before you criticize a man, walk a mile in his shoes. That way, if he gets angry, he's a mile away and barefoot.

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