Nasdaq Regulation SHO (Threshold Security List - Friday, April 27, 2007)
ACMG Alcard Chemicals Group, Inc. ( u Y N
ADES ADA-ES INC S Y N
ADLI AMERICAN MEDICAL TECH INC U Y N
ADLR ADOLOR CORPORATION G Y N
ADSO ADSERO CORP u Y N
AENS ALTERNATIVE ENERGY SOURCES INC U Y N
AFML Aerofoam Metals Inc. Common St u Y N
AGIX ATHEROGENICS INC G Y N
AHIZQ ALLIED HOLDINGS,INC u Y N
AMPE AMERICAN PETROLEUM GROUP, INC. u Y N
AMTC AMERITRANS CAPITAL CORPORATION S Y N
ANARF ADRIANA RESOURCES, INC u N Y
AQARF Aquila Resources Inc Ordinary u N Y
AQUA AQUACELL TECH INC u Y N
ASFI ASTA FUNDING INC Q Y N
ASTI ASCENT SOLAR TECHNOLOGIES INC S Y N
ASVI A S V INC Q Y N
ATAXZ AMERICA FIRST TAX EXEMT INV LP G Y N
ATLJ Asia Telecom, Ltd. Common Stoc u N Y
AUAYF Adanac Molybdenum Corporation u N Y
AUNFF AURCANA CORP u N Y
AURC Aurus Corp. Common Stock u Y N
AURRF AUR RESOURCES INC (F) u N Y
AVNR AVANIR PHARMACEUTICALS CL A NE G Y N
AVPI AVP INC NEW U Y N
AVRX AVALON PHARMACEUTICALS INC G Y N
BAESY BAE SYS PLC SPONS ADR u N Y
BAYFF BAYSWATER URANIUM CORP ORD SHS u N Y
BGCC BELUGA COMPOSITES CORP u Y N
BGUE Bogue International Inc. Commo u Y N
BLEFF BLUE PEARL MINING LTD (CANADA) u N Y
BLLNE Brilliant Technologies Corpora U Y N
BPURL BIOPURE CORPORATION WTS TO PUR U Y N
BRLC SYNTAX-BRILLIAN CORPORATION G Y N
BUNM BURNED MEDIA LTD u Y N
CAFE HOST AMERICA CORP u Y N
CBAY CAL BAY INTERNATIONAL INC NEW u Y N
CBEEF CABO DRILLING CORP ORD SHS (CA u N Y
CBEL Cybertel Capital Corporation N U Y N
CBPC CHINA BIOPHARMA INC CORP COM U Y N
CCJFF Coalcorp Mining Inc Ordinary S u N Y
CDOUF CANDENTRE RESOURCES CORP u N Y
CEGE CELL GENESYS INC G Y N
CFHI COAST FINL HLDGS INC G Y N
CHNQ China Opportunity Acquisition U Y N
CHNQU China Opportunity Acquisition U Y N
CLRC Clear Choice Financial, Inc. C u Y N
CLWT EURO TECH HOLDINGS CO LTD S Y N
CMLGF CROWFLIGHT MINERALS INC u N Y
CMRZF COMMERCE RES CORP (CDA) u N Y
COGO COMTECH GROUP, INC. Q Y N
CORS CORUS BANKSHARES INC Q Y N
CPMM CHINA PREMIUM LIFESTYLE ENTERP U Y N
CPOKY CHAOEN POKPHAND FEDML SPON ADR u N Y
CPSL CHINA PRECISION STEEL, INC. CO S Y N
CREE CREE INC Q Y N
CRLI CIRCUIT RESEARCH LABS INC U Y N
CSHD Conversion Solutions Holdings u Y N
CSIQ CANADIAN SOLAR INC. COM G Y N
CTICD THERAPEUTICS, INC. NEW COM G Y N
DAQC Diners Acquisition Corp. Commo u Y N
DBSDY DBS GROUP HOLDINGS LTD SP ADR u N Y
DFC DELTA FINANCIAL CORPORATION G Y N
DHOM DOMINION HOMES INC G Y N
DIVX DIVX, INC. COM G Y N
DLGH DALEIGH HOLDINGS CORP u Y N
DNAG DNAPRINT GENOMICS INC. NEW U Y N
DNDN DENDREON CORPORATION G Y N
DNSKY DANSKE BANK A/S SPONS ADR u N Y
DSECY DAIWA SECURITIES GROUP INC ADR u N Y
DSTI DAYSTAR TECHNOLOGIES INC S Y N
DTEMF DITEM EXPLORATION INC (F) u N Y
DVSA DIVERSE CORPORATION G Y N
DYIHY DAY SOFTWARE HOLDING AG SPON A u N Y
EACC EAUTOCLAIMS. INC U Y N
ECMH Emcompass Holdings, Inc. Commo U Y N
ENCY ENCYSIVE PHARMACEUTICALS INC G Y N
EPCT EPICEPT CORPORATION S Y N
ETIM Eternal Image, Inc. Common Sto u Y N
EVRRF EVERTON RES INC u N Y
EXCS EXECUTE SPORTS, INC. U Y N
EXDUF EXP MINIERES DU NORD LTD u N Y
EZGRP EASY GARDENER PRODUCTS TR I SE u Y N
FCCN FRANCHSISE CAPITAL CORP u Y N
FCGCF FIRST CALGARY PETROLEUM LTD u N Y
FDMLQ FEDERAL-MOGUL CORP U Y N
FLIP FTS GROUP INC U Y N
FMLY FAMILY ROOM ENTERTAINMENT CORP U Y N
FRMSF FIRST MAJESTIC SILVER CORP ORD u N Y
FRNT FRONTIER AIRLINES HOLDINGS INC G Y N
FVITF FORTUNA SILVER MINES, INC. u N Y
GBAMF GLOBAL ALUMINA CORP (CDA) u N Y
GBMRE Global Matrechs, Inc. New Comm U Y N
GENE GENETIC TECHS LTD G Y N
GERI GLOBAL ENERGY RESOURCES INC u Y N
GFET Gulf Ethanol Corp. Common Stoc u N Y
GHBBU Good Harbor Partners Acquisiti U Y N
GLAD GLADSTONE CAPITAL CORPORATION Q Y N
GNLAF GENESIS LAND DEV CORP u N Y
GNLB GENELABS TECHNOLOGIES INC NEW S Y N
GOAM GO AMERICA INC NEW S Y N
GORO GOLD RESOURCE CORPORATION COM U Y N
GROW US GLOBAL INVESTORS INC CL-A S Y N
GSAT GLOBALSTAR, INC COM STK Q Y N
GSCP GLOBALSCAPE INC U Y N
GSPG GOLDSPRING INC. U Y N
GTOP GENITOPE CORP G Y N
GVCM Geovic Mng Corp Common Stock u N Y
GXMLF GEODEX MINERALS LTD u N Y
HACBY HACHIJUNI BANK ADR u N Y
HBRF HIGHBURY FINANCIAL INC U Y N
HKFIQ HANCOCK FABRIC INC u Y N
HLUKY H LINDBECK A/S UNSPONS ADR (DE u N Y
HSOA HOME SOLUTIONS OF AMERICA INC G Y N
HSPR HESPERIA HLDGS INC u Y N
HTVL HARTVILLE GROUP INC U Y N
IAPLY ICAP PLC SPONSORED ADR (UK) u N Y
IDMI IDM PHARMA, INC. G Y N
IDSY I.D. SYSTEMS INC DEL G Y N
IEXCF INT'L ENEXCO LTD (F) u N Y
ILCO INNOTELCO INC (WY) u Y N
ILGY International Energy Ltd. Comm u Y N
ILKG INTERLINK GLOBAL CORP u N Y
INSW INSWEB CORPORATION S Y N
IOCJY IOCHP-MAXION S.A SP ADR u N Y
ISCR instaCare Corp. New Common Sto U Y N
ISLT ISRAEL TECHNOLOGY ACQUISITION U Y N
ISNPY INTESA SANPAOLO SPA SPONS ADR u N Y
IVVFF Ivory Energy Inc Ordinary Shar u N Y
JELCY JOHNSON ELECTRIC HLDG SPON ADR u N Y
JRCC JAMES RIVER COAL NEW G Y N
JSAIY J SAINSBURY PLC SPNS ADR NEW ( u N Y
JSDA JONES SODA CO S Y N
KUHM KUHLMAN COMPANY, INC U Y N
LEND ACCREDITED HOME LENDERS HLDG C Q Y N
LIPD LIPID SCIENCES INC ARIZ G Y N
LMGGF LIONORE MINING INTL LTD u N Y
LNOP LANOPTICS LTD -ORD- S Y N
LRLCY L'OREAL CO ADR u N Y
LSMJ LEASESMART INC u Y N
MAMA MAMMA COM INC S Y N
MDII MDI INC S Y N
MDTL MEDIS TECHNOLOGIES LTD G Y N
MDWV MEDWAVE INC S Y N
MKBY MCKENZIE BAY INTERNATIONAL LTD u Y N
MLKKF MERCATOR MINERALS LTD u N Y
MLXO MICHELEX CORP NEW u Y N
MMCY MMC Energy, Inc. New Common St U Y N
MNRUF MEDITERRANEAN RESOURCES ORD SH u Y N
MNTA MOMENTA PHARMACEUTICALS INC G Y N
MOBL MOBILEPRO CORP-NEW U Y N
MPRG MOTION PICTURE GROUP INC (THE) u Y N
MRZLF MIRASOL RESOURCES LTD (CDA) u N Y
MSEM Motorsports Emporium, Inc. New U Y N
MSMWE MILLSTREAM II ACQUISITION CORP U Y N
MTBR Metabolic Research, Inc. Commo U Y N
MTRAF METRO INC CL-A SUAB VTG u N Y
MVIS MICROVISION INC (WASH) G Y N
MWIS M-WISE, INC. U Y N
MWSNF MAWSON RES LTD u N Y
MXWL MAXWELL TECHNOLOGIES INC G Y N
NAWL NATUREWELL INC U Y N
NEMFF Neo Material Technologies Inc u N Y
NESS NESS ENERGY INT'L INC u Y N
NEST NESTOR INC NEW S Y N
NEWC NEW CENTURY FINANCIAL CORP (MD u Y N
NEWCP NEW CENTURY FINANCIAL CORP PFD u Y N
NFLD NORTHFIELD LABORATORIES INC G Y N
NIHK NIGHTHAWK SYS INC U Y N
NMGC NEOMAGIC CORP NEW G Y N
NNCP NutriOne Corporation Common St u Y N
NNRF NUCON RF INC COM STK u N Y
NRMX NEUROCHEM INC G Y N
NSMSF NORTHERN STAR MINING CORP u N Y
NTIOF NATIONAL BANK OF CANADA u N Y
NTRI NUTRI/SYSTEM INC. Q Y N
NURO NEUROMETRIX INC G Y N
NWBT NORTHWEST BIOTHERAPEUTICS INC U Y N
OMRP OMNI RAIL PRODUCTS, INC. NEW u Y N
ONGO On the Go Healthcare, Inc. New U Y N
ONSM ONSTREAM MEDIA CORP S Y N
OPXA Opexa Therapeutics, Inc. Commo G Y N
ORMT ORMET CORP u N Y
ORXGF ORCA EXPLORATION GROUP INC SHS u N Y
OSCI OSCIENT PHARMACEUTICALS CORP N G Y N
OSIR OSIRIS THERAPEUTICS INC COM ST G Y N
OSTK OVERSTOCK COM INC DEL G Y N
OVTI OMNIVISION TECHNOLOGIES INC Q Y N
OXMI OXFORD MEDIA, INC. U Y N
PARL PARLUX FRAGRANCES INC Q Y N
PCFRF PACIFICA RESOURCES LTD COM SHS u N Y
PCSV PCS EDVENTURES COM INC U Y N
PDEP PureDepth, Inc. Common Stock U Y N
PEYUF PEYTO ENERGY TRUST UNITS (CDA) u N Y
PGLA PROGEN INDUSTRIES LTD S Y N
PHDT Phinder Technologies Inc. (FL) U Y N
PICO PICO HOLDINGS INC NEW G Y N
PMCL Pharm Control Ltd. Common Stoc u Y N
PMWI PUBLIC MEDIA WORKS, INC. U Y N
PNPFF PINETREE CAPITAL LTD u N Y
POOL POOL CORPORATION COM STK Q Y N
PPEX PIPEX PHARMACEUTICALS, INC. CO U Y N
PPTIE PROTEIN POLYMER TECHNLGS INC U Y N
PRCC PRICESTER.COM INC U Y N
PRMRF PARAMOUNT RESOURCES LTD CLASS u N Y
PSDV PSIVIDA LTD ADR G Y N
PUDC PUDA COAL, INC. NEW U Y N
PWEI PW EAGLE INC G Y N
PWRM POWER 3 MED PROD INC u Y N
QCLN FIRST TR EXCHANGE-TRADED FD NA G Y N
QMMG QUEST MINERALS & MINING INC U Y N
QTEK QUINTEK TECHNOLOGIES INC U Y N
QURAF QUATERRA RESOURCES INC LTD u N Y
RCAU Rocket City Automotive Group, u N Y
RDSMY ROYAL DSM NV SPONSORED ADR (NE u N Y
RGWYF RIDGEWAY PETROLEUM CORP (F) u N Y
RHFFF Red Hill Energy Inc Ordinary S u N Y
RRSRF REAL RESOURCES INC u N Y
SBBFF Sabina Silver Corporation Ordi u N Y
SBMRY SABMILLER PLC SPONSORED ADR u N Y
SCGLY SOCIETE GENERALE FRANCE SP ADR u N Y
SCLL Stem Cell Innovations, Inc. Co U Y N
SCRRF SUTCLIFFE RESOURCES LTD COM SH U Y N
SFNN Shearson Financial Networks, I U Y N
SHCAY SHARP CORP ADR (U S) u N Y
SLHJ Sleep Holdings, Inc. Common St u N Y
SMFJY SUMITOMO MITSUI FINL GROUP INC u N Y
SMNPF SCORPIO MINING CORP u N Y
SMTR SMARTIRE SYSTEMS INC U Y N
SNTRF San Anton Resource Corp Ordina u N Y
SOLF SOLARFUN POWER HOLDINGS CO LTD G Y N
SPWR SUNPOWER CORPORATION CL A G Y N
SRDX SURMODICS INC Q Y N
SSWC SPEECHSWITCH, INC. CLASS A U Y N
STHJF STRATHMORE MINERALS CORP u N Y
SWRI SEAWRIGHT HOLDINGS INC U Y N
SXRFF SXR URANIUM ONE INC u N Y
TBLC TIMBERLINE RESOURCES CORPORATI U Y N
TDSC 3 D SYSTEMS CORP NEW G Y N
TELK TELIK, INC G Y N
TEXG Terax Energy, Inc. New Common U Y N
TFZP THERMAFREEZE PRODUCTS CORPORAT u Y N
THYFF THUNDER ENERGY TRUST ORD SHR T u N Y
TPLM TRIANGLE PETROLEUM CORP U Y N
TRLG TRUE RELIGION APPAREL INC G Y N
TRNP Turnaround Partners, Inc. Comm U Y N
TTHPF TRANSITION THERAPEUTICS INC u N Y
TTWO TAKE-TWO INTERACTIVE SOFTWARE Q Y N
TWLP TWL Corporation Common Stock U Y N
UAMNF URAMIN INC REG SHS (BRITISH VI u N Y
UCHB UC HUB GROUP INC U Y N
UCNN UCN INC U Y N
UCSY UNIVERSAL COMMUNICATION SYSTEM u Y N
UEYCF U.T.S. ENERGY CORP u N Y
URME URANIUM ENERGY CORP U Y N
USEG U S ENERGY CORP S Y N
USNA USANA HEALTH SCIENCES INC Q Y N
UTIX Utix Group, Inc. New Common St U Y N
VLCCF KNIGHTSBRIDGE TANKERS LTD Q Y N
VLCO ValCom, Inc. New Common Stock u Y N
VOII VOIP INC U Y N
VWDRY VESTAS WIND SYSTEMS AS AMER DE u N Y
WCIS WCI STEEL ACQUISITION INC COM u N Y
WGLTE WGL Entertainment Holdings, In U Y N
WMLLF WEALTH MINERALS LTD U Y N
WNBD Winning Brands Corporation Com u Y N
WSDT WISDOMTREE INVESTMENTS, INC. u N Y
WWAT WORLDWATER & POWER CORP U Y N
XETA XETA TECHNOLOGIES INC. G Y N
XTLB XTL BIOPHARMACEUTICALS AMERICA G Y N
ZOLT ZOLTEK COMPANIES INC G Y N
ZVUE HANDHELD ENTERTAINMENT INC COM S Y N
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