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Alias Born 01/11/2001

Re: BigBadWolf post# 55987

Thursday, 05/28/2026 3:22:30 PM

Thursday, May 28, 2026 3:22:30 PM

Post# of 56218
Thanks for clearing up that if AMFN does receive uplist status in about 2-4 weeks, and starts trading on the otcqb, they have fulfilled all requirements and are not in violation of ANYTHING!!!

"..If a market maker signs a Form 211 for an issuer whose disclosures contain a structural mathematical contradiction, the broker exposes themselves to, SEC Enforcement Actions for failing to maintain adequate policies and procedures or executing a false 15c2-11 certification. Then there would be the FINRA Rule 2010 Violations aka Standards of Commercial Honor and Principles of Trade. Thus exposing themselves to $Severe $Civil $Liability should the market collapse and retail investors prove the broker sponsored a structurally flawed vehicle..."

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